DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••• C••••• M••••••••

W•••••• W••••• B•••••••state registeredOak Lawn, IlIA-onlyIAPD 5680849

Certified Financial Planner

Feed of 09/14/2026

Also filed as K••• C M••••••••

At current firm

5 y

since Sep 30, 2020

In the industry

17 y

since Sep 8, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••••• W••••• B••••••• state registered current
since Sep 30, 2020 · Oak Lawn, Il
O••••• I••••••••• A••••••• L•• independent RIA
Feb 26, 2021 to Apr 19, 2021 · Oak Lawn, Il
B••••••••• W••••• M••••••••• L•• independent RIA
May 9, 2017 to Jul 8, 2020 · Oak Lawn, Il
L•• F•••••••• L•• BD affiliated
Dec 12, 2016 to Jun 23, 2017 · Highland, In
S•••••••• A••••••• L•• national BD
Nov 17, 2011 to Dec 15, 2016 · Oakbrook, Il
E•••••••• A•••••••• L•• national BD
Mar 3, 2010 to Aug 6, 2010 · Oak Brook, Il

Moves

a registration end followed by a registration begin elsewhere

O••••• I••••••••• A••••••• L•• to no registered destination
left Apr 19, 2021 · Departure, no registered destination
B••••••••• W••••• M••••••••• L•• to W•••••• W••••• B•••••••
left Jul 8, 2020, registered Sep 30, 2020 (84 days) · RIA to a state-registered adviser
L•• F•••••••• L•• to B••••••••• W••••• M••••••••• L••
left Jun 23, 2017, registered May 9, 2017 (-45 days) · Other
S•••••••• A••••••• L•• to L•• F•••••••• L••
left Dec 15, 2016, registered Dec 12, 2016 (-3 days) · Other
E•••••••• A•••••••• L•• to S•••••••• A••••••• L••
left Aug 6, 2010, registered Nov 17, 2011 (468 days) · Affiliated broker-dealer or bank to another

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address