DFX Intelligence
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Registered advisor
M••••• D• J••••••
Feed of 09/14/2026
At current firm
5 y
since Jun 1, 2021
In the industry
12 y
since Nov 4, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W••••• W••••• M••••••••• G••••• L• L• C• state registered currentsince Jun 1, 2021 · Nashville, Tn
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIAMay 5, 2016 to Aug 13, 2019 · Franklin, Tn
- E••••• J•••• national BDNov 5, 2013 to Mar 21, 2016 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- M••••• O• O•••• I••••••• S•••••••• I••• to W••••• W••••• M••••••••• G••••• L• L• C•left Aug 13, 2019, registered Jun 1, 2021 (658 days) · Other
- E••••• J•••• to M••••• O• O•••• I••••••• S•••••••• I•••left Mar 21, 2016, registered May 5, 2016 (45 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address