RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• L••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Dec 18, 2025 · Mandeville, La
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 27, 2022 to Dec 15, 2025 · Covington, La
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jan 15, 2014 · New Orleans, La
- C•••• I••••••••• S••••••• C•••• formerSep 30, 2011 to Oct 1, 2012 · New Orleans, La
- E••••• J•••• national BDAug 24, 2009 to Aug 10, 2011 · Baton Rouge, La
- C••••• I••••••••• A••••••• L•• to J••• M••••• S••••••••• L••left Dec 15, 2025, registered Dec 18, 2025 (3 days) · Affiliated broker-dealer or bank to wirehouse
- J••• M••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 15, 2014, registered Jun 27, 2022 (3085 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- E••••• J•••• to C•••• I••••••••• S••••••• C••••left Aug 10, 2011, registered Sep 30, 2011 (51 days) · Other
- D••••• L•••• left C••••• I••••••••• A••••••• L•• for J••• M••••• S••••••••• L•• (registered 2025-12-18)Dec 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address