RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• R••••• W•••••
- T••••• R••••••••• S••••••••• independent RIA currentsince Mar 16, 2023 · Royal Oak, Mi
- O••••• I••••••••• A••••••• L•• independent RIAOct 11, 2021 to Apr 18, 2022 · Dearborn, Mi
- L•••••• W••••• A•••••••• L•• formerNov 3, 2015 to Nov 16, 2020 · Troy, Mi
- O••••• I••••••••• A••••••• L•• to T••••• R••••••••• S•••••••••left Apr 18, 2022, registered Mar 16, 2023 (332 days) · RIA to RIA
- L•••••• W••••• A•••••••• L•• to O••••• I••••••••• A••••••• L••left Nov 16, 2020, registered Oct 11, 2021 (329 days) · RIA to a newly registered adviser
- A•••••• R••••• W••••• left O••••• I••••••••• A••••••• L•• for T••••• R••••••••• S••••••••• (registered 2023-03-16)Apr 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address