DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••• R••••••••• S•••••••••
Legal name T••••• R••••••••• S••••••••• L•••••
Latest filing Mar 22, 2026
First filing on the tape Nov 10, 2023 · 4 filings
SEC status approved since Dec 8, 2023
RAUM
$304M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$304M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$152M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$304M as of Mar 22, 2026
Feb 28, 2024$128M then
HNW client RAUM$304M as of Mar 22, 2026
Feb 28, 2024$128M then
State-registered IARs (5.B.3)2 as of Mar 22, 2026
Feb 28, 20242 then
Employees (5.A)2 as of Mar 22, 2026
Feb 28, 20242 then
Private funds: no history
RAUM +45% over the last fiscal yearIARs 2 to 2offices 1 to 2
Practice profile
derived from the filing of Mar 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $152MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $739,368derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +45%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$304M100%
- Individual clients
- n/areported
- HNW clients
- 70reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 411reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• S•••••• N•••••Certified Financial Planner | Royal Oak, Mi | Jun 16, 2022 | 10 y | 2 |
| A•••••• R••••• W•••••Certified Financial Planner, Chartered Financial Analyst | Royal Oak, Mi | Mar 16, 2023 | 17 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••••• R••••• W••••• from O••••• I••••••••• A••••••• L••Mar 16, 2023 · RIA to RIA
- M•••••• S•••••• N••••• from V•••••• F•••••••• S••••••• L••Jun 16, 2022 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W•••••• A••••••• R••••• · President And Ccocontrolsince 07/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Royal Oak, Mi · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 22, 2026RAUM (Item 5.F) moved from $209,524,228 to $303,880,397 (+45.0%) between the annual amendments of 2025-02-18 and 2026-03-22; the peer median change was +15.0% (4550 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 335 to 411Feb 18, 2025 to Mar 22, 2026
- HNW clients · 57 to 70Feb 18, 2025 to Mar 22, 2026
- HQ city · to ROYAL OAKFeb 18, 2025 to Mar 22, 2026
- HQ state · to MIFeb 18, 2025 to Mar 22, 2026
- Other offices · 1 to 2Feb 18, 2025 to Mar 22, 2026
- Discretionary RAUM · $210M to $304MFeb 18, 2025 to Mar 22, 2026
- HNW RAUM · $210M to $304MFeb 18, 2025 to Mar 22, 2026
- RAUM · $210M to $304MFeb 18, 2025 to Mar 22, 2026
- Accounts · 176 to 335Feb 28, 2024 to Feb 18, 2025
- HNW clients · 35 to 57Feb 28, 2024 to Feb 18, 2025
- Financial planning clients · 26-50 to 51-100Feb 28, 2024 to Feb 18, 2025
- HQ city · unset to Feb 28, 2024 to Feb 18, 2025
- HQ state · unset to Feb 28, 2024 to Feb 18, 2025
- Discretionary RAUM · $128M to $210MFeb 28, 2024 to Feb 18, 2025
- HNW RAUM · $128M to $210MFeb 28, 2024 to Feb 18, 2025
- RAUM · $128M to $210MFeb 28, 2024 to Feb 18, 2025
- Accounts · 139 to 176Nov 10, 2023 to Feb 28, 2024
- HNW clients · 31 to 35Nov 10, 2023 to Feb 28, 2024
- Financial planning clients · 1-10 to 26-50Nov 10, 2023 to Feb 28, 2024
- Discretionary RAUM · $100M to $128MNov 10, 2023 to Feb 28, 2024
- HNW RAUM · $100M to $128MNov 10, 2023 to Feb 28, 2024
- RAUM · $100M to $128MNov 10, 2023 to Feb 28, 2024
Signals
1 dated events
- T••••• R••••••••• S••••••••• filed its initial SEC registration (Form ADV)Nov 10, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hello@thriveretire.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 833-217-9613reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/72243899reportedpublic record, Form ADV, Sep 18, 2026
- Website
- thriveretire.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (833) 217-9613reportedpublic record, Form ADV, Mar 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $152Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026