DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Daniel Thomas Miller

Benjamin F. Edwards & Company, IncorporatedBD affiliatedSt. Louis, MoIA-onlyIAPD 5683021

Feed of 09/14/2026

Also filed as Daniel Thomas Miller

At current firm

2 y

since Jun 26, 2024

In the industry

13 y

since Nov 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Benjamin F. Edwards & Company, Incorporated BD affiliated current
since Jun 26, 2024 · St. Louis, Mo
Wells Fargo Investment Institute, Inc. bank affiliated
May 24, 2024 to Jun 20, 2024 · Saint Louis, Mo
Wells Fargo Advisors wirehouse
Jan 23, 2013 to Mar 24, 2022 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

Wells Fargo Investment Institute, Inc. to Benjamin F. Edwards & Company, Incorporated
left Jun 20, 2024, registered Jun 26, 2024 (6 days) · RIA to affiliated broker-dealer or bank
Wells Fargo Advisors to Wells Fargo Investment Institute, Inc.
left Mar 24, 2022, registered May 24, 2024 (792 days) · Wirehouse to independent RIA · moved with a team

Signals

Daniel Thomas Miller left Wells Fargo Investment Institute, Inc. for Benjamin F. Edwards & Company, Incorporated (registered 2024-06-26)
Jun 20, 2024 · Advisor changed firm · fact
Daniel Thomas Miller left Wells Fargo Advisors for Wells Fargo Investment Institute, Inc. (registered 2024-05-24)
Mar 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address