DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Elliott Robert Grisham
Feed of 09/14/2026
Also filed as Elliott Robert Grisham
At current firm
6 y
since Oct 17, 2019
In the industry
14 y
since Aug 9, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Fisher Investments independent RIA currentsince Oct 17, 2019 · Plano, Tx
- Bancwest Investment Services, Inc. (Bwis) formerApr 17, 2017 to Oct 11, 2019 · Petaluma, Ca
- Sofi Wealth LLC BD affiliatedFeb 17, 2016 to Mar 16, 2017 · San Francisco, Ca
- Citigroup Global Markets Inc. BD affiliatedDec 10, 2013 to Sep 18, 2014 · San Antonio, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 13, 2012 to Dec 16, 2013 · Napa, Ca
Moves
a registration end followed by a registration begin elsewhere
- Bancwest Investment Services, Inc. (Bwis) to Fisher Investmentsleft Oct 11, 2019, registered Oct 17, 2019 (6 days) · Affiliated broker-dealer or bank to independent RIA
- Sofi Wealth LLC to Bancwest Investment Services, Inc. (Bwis)left Mar 16, 2017, registered Apr 17, 2017 (32 days) · Other
- Citigroup Global Markets Inc. to Sofi Wealth LLCleft Sep 18, 2014, registered Feb 17, 2016 (517 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Citigroup Global Markets Inc.left Dec 16, 2013, registered Dec 10, 2013 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address