DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sofi Wealth LLC
Latest filing Jul 31, 2026
First filing on the tape Jun 4, 2013 · 74 filings
SEC status approved since Jun 14, 2013
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$2.0B individuals and HNW
Advisors
108
registered through the firm on IAPD
RAUM per advisor
$19.0M
derived; firm RAUM over IAPD count
Employees
114
15 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
74 filings and snapshots on the tape
RAUM$2.0B as of Jul 31, 2026
Jan 27, 2014$0 then
HNW client RAUM$32.4M as of Jul 31, 2026
Feb 9, 2018$0 then
State-registered IARs (5.B.3)114 as of Jul 31, 2026
Jan 27, 20142 then
Employees (5.A)114 as of Jul 31, 2026
Jan 27, 20142 then
Private funds: no history
RAUM +39% over the last fiscal year+45% a year over threeIARs 80 to 114
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $19.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 2,352derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $7,038derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 21.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- +43%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publications, educational seminarsreportedItem 5.G
- Financial planning clients
- 7,500reportedItem 5.H
- Wrap fee program
- $2.0BreportedItem 5.I
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$2.0B98%
- High-net-worth individuals$32.4M1.6%
- Individual clients
- 254,000reported
- HNW clients
- 20reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 290,887reported
- Financial planning clients
- 7,500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=114.0derived
Advisors registered through the firm
108 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Tyler Clark | Cottonwood Heights, Ut | May 9, 2017 | 26 y | 0 |
| Ryan Kent TuttleCertified Financial Planner | Cottonwood Heights, Ut | Jun 22, 2017 | 14 y | 2 |
| Richard Chad Jones | Cottonwood Heights, Ut | Jul 6, 2017 | 20 y | 2 |
| Brian Michael WalshCertified Financial Planner | Caledonia, Mi | Aug 28, 2018 | 18 y | 2 |
| Joshua J Hendricks | Salt Lake City, Ut | Nov 9, 2018 | 16 y | 1 |
| Christopher Dean Bingham | San Francisco, Ca | Feb 28, 2019 | 19 y | 2 |
| Robert Earl Brabson | Claymont, De | May 10, 2019 | 13 y | 1 |
| Theresa Jeanette Combs | San Francisco, Ca | Jun 25, 2019 | 12 y | 1 |
| Max Kimball | Cottonwood Heights, Ut | Jun 27, 2019 | 19 y | 1 |
| Justin Aaron Raleigh | Cottonwood Heights, Ut | Jul 1, 2019 | 20 y | 2 |
| Marcus MinskyCertified Financial Planner, Chartered Financial Consultant | Aston, Pa | Jan 8, 2020 | 13 y | 4 |
| Gregory Matthew PalmieriCertified Financial Planner | Charlotte, Nc | Jan 14, 2020 | 19 y | 4 |
| Nikita A Shah | San Francisco, Ca | Jan 14, 2020 | 12 y | 1 |
| Melinda Guadalupe CaoCertified Financial Planner | San Francisco, Ca | May 18, 2020 | 10 y | 0 |
| Jorge Batista De Oliveira Neto | San Francisco, Ca | May 29, 2020 | 11 y | 2 |
| David Shawn Newsome | Salt Lake City, Ut | Aug 21, 2020 | 19 y | 3 |
| Gentian Plaku | San Francisco, Ca | Oct 13, 2020 | 12 y | 2 |
| Jeremy Eric Johansen | San Francisco, Ca | Oct 14, 2020 | 21 y | 3 |
| Patrick Domenic Ricci | San Francisco, Ca | Feb 8, 2021 | 10 y | 1 |
| Andrew Adam Evener | Jacksonville, Fl | Mar 16, 2021 | 11 y | 2 |
| Sami Huseinovic | San Francisco, Ca | Mar 16, 2021 | 13 y | 1 |
| Christopher Lee Mcgoogin | San Francisco, Ca | Mar 19, 2021 | 11 y | 1 |
| Elizabeth Frances ThomasChartered Financial Analyst | New York, Ny | Apr 12, 2021 | 14 y | 2 |
| Robert Gilbert | San Francisco, Ca | Apr 13, 2021 | 10 y | 2 |
| William Wayne Patterson | Jacksonville, Fl | Apr 14, 2021 | 11 y | 4 |
| Jackson Levi Leitzinger | San Francisco, Ca | Apr 14, 2021 | 12 y | 2 |
| Joseph Dennis Cowper | San Francisco, Ca | Apr 20, 2021 | 13 y | 1 |
| Robert Marshall HillCertified Financial Planner | Jacksonville, Fl | Apr 20, 2021 | 14 y | 1 |
| Spencer Page | San Francisco, Ca | Apr 20, 2021 | 11 y | 1 |
| Alexander Meldrum | Cottonwood Heights, Ut | Apr 20, 2021 | 11 y | 1 |
| Charles R Hall | Jacksonville, Fl | Apr 27, 2021 | 11 y | 1 |
| Brandon P Milliken | Jacksonville, Fl | May 3, 2021 | 10 y | 1 |
| Stefanie Nicole Swezey | San Francisco, Ca | Jul 1, 2021 | 15 y | 5 |
| Jared S Butler | San Francisco, Ca | Aug 17, 2021 | 10 y | 0 |
| Christopher Matthew Patzelt-Russo | San Francisco, Ca | Sep 17, 2021 | 10 y | 1 |
| Johnny Francesco Mazzeo | San Francisco, Ca | Sep 17, 2021 | 21 y | 2 |
| Jarrett Nielsen | San Francisco, Ca | Jan 14, 2022 | 10 y | 0 |
| Kenzie Major | San Francisco, Ca | Feb 3, 2022 | 10 y | 3 |
| Michael Maher | Jacksonville, Fl | Mar 22, 2022 | 10 y | 1 |
| Erin Elizabeth Daniel | San Francisco, Ca | Mar 28, 2022 | 11 y | 1 |
Advisor movement
9 left, 32 joined in 12 months
net +23 in 12 months2 left in 90 days3 joined in 90 daysdeparture rate 8.3% of current headcount16 left over 36 months
Left, latest
- Candice Lee Gilman to Stirlingshire InvestmentsAug 24, 2026 · Affiliated broker-dealer or bank to independent RIA
- Ahmed Elsayed to Morgan StanleyJun 23, 2026 · Affiliated broker-dealer or bank to wirehouse
- Ryan Nolan to Fisher InvestmentsApr 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- Austin Starrett to Fisher InvestmentsApr 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- Spencer Hopson to Wells Fargo AdvisorsApr 9, 2026 · Affiliated broker-dealer or bank to wirehouse
- Roberto Emanuel Cortes-Garcia to Wells Fargo AdvisorsFeb 18, 2026 · Affiliated broker-dealer or bank to wirehouse
- Kendall Meade to Domain Money Advisors, LLCJan 21, 2026 · Other
- Micheal Anthony Age to Keyes, Stange & Wooten Wealth Management, LLCNov 21, 2025 · Affiliated broker-dealer or bank to independent RIA
- Tamela Latrease Robinson to RBC Capital Markets, LLCSep 23, 2025 · Affiliated broker-dealer or bank to another
- John Thomas Ferrier to Wells Fargo AdvisorsDec 3, 2024 · Affiliated broker-dealer or bank to wirehouse
- Getzemani Pantoja Clixteco to Zions Capital Advisors, Inc.Aug 12, 2024 · Other
- Thomas Francis to Fidelity Personal And Workplace AdvisorsAug 12, 2024 · Affiliated broker-dealer or bank to another
- Charrissa Christy Wright to Empower Advisory Group, LLCJul 5, 2024 · Affiliated broker-dealer or bank to another
- Zachary Pero to Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 28, 2024 · Affiliated broker-dealer or bank to wirehouse
- Keifer Clay Guizard to J.P. Morgan Securities LLCDec 26, 2023 · Affiliated broker-dealer or bank to wirehouse
Joined, latest
- Angelo Michael Aguda from Morgan StanleyAug 18, 2026 · Wirehouse to affiliated broker-dealer or bank
- Kanecia Mcmorris from J.P. Morgan Securities LLCAug 17, 2026 · Wirehouse to affiliated broker-dealer or bank
- David Stauffer from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 12, 2026 · Wirehouse to affiliated broker-dealer or bank
- Dominic Pizzuco from Eagle Strategies LLCApr 29, 2026 · Affiliated broker-dealer or bank to another
- Mason Bennett Drakos from Strategic Advisers LLCApr 29, 2026 · Affiliated broker-dealer or bank to another
- Christine Lee from J.P. Morgan Securities LLCApr 20, 2026 · Wirehouse to affiliated broker-dealer or bank
- Kendall Meade from Domain Money Advisors, LLCMar 30, 2026 · Other
- Susana Vasquez Franco from Cadaret Grant & Co IncMar 27, 2026 · Affiliated broker-dealer or bank to another
- Larry Novofastovsky from Measured Risk PortfoliosJan 20, 2026 · RIA to affiliated broker-dealer or bank
- Jason Hinesley from Empower Advisory Group, LLCJan 13, 2026 · Affiliated broker-dealer or bank to another
- Ray Valerio from Morgan StanleyJan 6, 2026 · Wirehouse to affiliated broker-dealer or bank
- Dat Quach from Morgan StanleyDec 22, 2025 · Wirehouse to affiliated broker-dealer or bank
- Michael Zeller from LPL Financial LLCDec 18, 2025 · Affiliated broker-dealer or bank to another
- John Cain from Empower Advisory Group, LLCDec 11, 2025 · Affiliated broker-dealer or bank to another
- Spencer Hopson from Wells Fargo AdvisorsDec 5, 2025 · Wirehouse to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Fisher InvestmentsApr 14, 2026 · Jacksonville, Fl
- 3 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 30, 2021 · Jacksonville, Fl
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 19, 2021 · Jacksonville, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ryan Burke · Presidentcontrolsince 12/2024 · owns less than 5%
- Lee Candice Gilman · Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- Mark Seffinger · Chief Compliance Officercontrolsince 07/2026 · owns less than 5%
Entity owners
- Sofi Hold Co. · 100% Ownerdirect · owns 75% or more
- Sofi Technologies, Inc. · Shareholder Of Parentindirect · owns 75% or more of Sofi Hold Co. · public reporting company
Related persons
Schedule D 7.A
- Social Finance Life Insurance Agency LLCreal estaten
- Sofi Bank, N.A.n
- Sofi Securities (Hong Kong) Limitedbroker-dealern
- Sofi Securities LLCbroker-dealern
Advisers that list Sofi Wealth LLC as a related person
- 165784 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 107 | 34 | 4 | ||
| Jacksonville, Fl | 43 | 16 | 3 | 1 | |
| Cottonwood Heights, Ut | 34 | 11 | 1 | ||
| Salt Lake City, Ut | 5 | 0 | 0 | ||
| New York, Ny | 5 | 2 | 0 | ||
| Claymont, De | 3 | 0 | 0 | ||
| Charlotte, Nc | 2 | 1 | 0 | ||
| Utah, Ut | 0 | 0 | 0 | ||
| Mt Pleasant, Sc | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Cottonwood Heights, UT16 employees
- Claymont, DE5 employees
- Jacksonville, FL2 employees
- New York, NY2 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Jul 31, 2026private clients per advisor of 2,352.0 against a peer median of 50.0 (54 comparable advisers, 100.0th percentile, 71.2 robust deviations)peers: affiliated wealth managers, $1B to $5B (54) · 100% percentile
- control person changedChange between filings · filing Jul 31, 2026SEFFINGER, MARK (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-12-09 and 2026-07-31peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Jul 31, 2026Gilman, Candice, Lee (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-12-09 and 2026-07-31peers: affiliated wealth managers, $1B to $5B (56)
- RAUM up 25 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $1,475,104,376 to $2,047,338,985 (+39.0%) between the annual amendments of 2025-02-27 and 2026-03-27; the peer median change was +22.0% (52 comparable advisers, 90.0th percentile of changes)peers: affiliated wealth managers, $1B to $5B (52) · 90% percentile
What changed
consecutive filings, newest first
- Accounts · 279,216 to 290,887Feb 27, 2025 to Mar 27, 2026
- Advisory employees · 10 to 15Feb 27, 2025 to Mar 27, 2026
- BD registered reps · 80 to 114Feb 27, 2025 to Mar 27, 2026
- HNW clients · 19 to 20Feb 27, 2025 to Mar 27, 2026
- Individual clients · 265,000 to 254,000Feb 27, 2025 to Mar 27, 2026
- Employees · 80 to 114Feb 27, 2025 to Mar 27, 2026
- State-registered IARs · 80 to 114Feb 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.5B to $2.0BFeb 27, 2025 to Mar 27, 2026
- HNW RAUM · $31.5M to $32.4MFeb 27, 2025 to Mar 27, 2026
- Individual RAUM · $1.4B to $2.0BFeb 27, 2025 to Mar 27, 2026
- RAUM · $1.5B to $2.0BFeb 27, 2025 to Mar 27, 2026
- Accounts · 247,476 to 279,216Dec 9, 2024 to Feb 27, 2025
- BD registered reps · 70 to 80Dec 9, 2024 to Feb 27, 2025
- HNW clients · 18 to 19Dec 9, 2024 to Feb 27, 2025
- Individual clients · 235,000 to 265,000Dec 9, 2024 to Feb 27, 2025
- Employees · 70 to 80Dec 9, 2024 to Feb 27, 2025
- Financial planning clients · More than 500 to More than 500Dec 9, 2024 to Feb 27, 2025
- State-registered IARs · 70 to 80Dec 9, 2024 to Feb 27, 2025
- Discretionary RAUM · $1.4B to $1.5BDec 9, 2024 to Feb 27, 2025
- HNW RAUM · $30.1M to $31.5MDec 9, 2024 to Feb 27, 2025
- Individual RAUM · $1.3B to $1.4BDec 9, 2024 to Feb 27, 2025
- RAUM · $1.4B to $1.5BDec 9, 2024 to Feb 27, 2025
- Accounts · 165,546 to 247,476Nov 12, 2024 to Dec 9, 2024
- HNW clients · 12 to 18Nov 12, 2024 to Dec 9, 2024
- Individual clients · 172,000 to 235,000Nov 12, 2024 to Dec 9, 2024
- Discretionary RAUM · $944M to $1.4BNov 12, 2024 to Dec 9, 2024
- HNW RAUM · $18.5M to $30.1MNov 12, 2024 to Dec 9, 2024
- Individual RAUM · $925M to $1.3BNov 12, 2024 to Dec 9, 2024
- RAUM · $944M to $1.4BNov 12, 2024 to Dec 9, 2024
- Accounts · 155,840 to 165,546Mar 31, 2023 to Mar 1, 2024
- HNW clients · 6 to 12Mar 31, 2023 to Mar 1, 2024
- Individual clients · 136,151 to 172,000Mar 31, 2023 to Mar 1, 2024
- Discretionary RAUM · $671M to $944MMar 31, 2023 to Mar 1, 2024
- HNW RAUM · $10.9M to $18.5MMar 31, 2023 to Mar 1, 2024
- Individual RAUM · $660M to $925MMar 31, 2023 to Mar 1, 2024
- RAUM · $671M to $944MMar 31, 2023 to Mar 1, 2024
- Accounts · 92,121 to 155,840Jan 3, 2023 to Mar 31, 2023
- Advisory employees · 30 to 10Jan 3, 2023 to Mar 31, 2023
- BD registered reps · 30 to 70Jan 3, 2023 to Mar 31, 2023
- HNW clients · 0 to 6Jan 3, 2023 to Mar 31, 2023
Signals
38 dated events
- Candice Lee Gilman left Sofi Wealth Llc for Stirlingshire Investments (registered 2026-08-05)Aug 24, 2026 · Advisor changed firm · fact
- Ahmed Elsayed left Sofi Wealth Llc for Morgan Stanley (registered 2026-07-06)Jun 23, 2026 · Advisor changed firm · fact
- Ryan Nolan left Sofi Wealth Llc for Fisher Investments (registered 2026-04-27)Apr 14, 2026 · Advisor changed firm · fact
- 2 advisors left Sofi Wealth LLC (Jacksonville, FL) for Fisher Investments on the same dayApr 14, 2026 · Team lift-out · derived
- Austin Starrett left Sofi Wealth Llc for Fisher Investments (registered 2026-04-17)Apr 14, 2026 · Advisor changed firm · fact
- Spencer Hopson left Sofi Wealth Llc for Wells Fargo Advisors (registered 2026-04-08)Apr 9, 2026 · Advisor changed firm · fact
- Sofi Wealth Llc reported RAUM $2.0B, up 39% from $1.5B (2025-02-27 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Sofi Wealth Llc reported 114 state-registered advisory representatives, up from 80 (2025-02-27 to 2026-03-27)Mar 27, 2026 · Advisor headcount change · derived
- Roberto Emanuel Cortes-Garcia left Sofi Wealth Llc for Wells Fargo Advisors (registered 2026-04-17)Feb 18, 2026 · Advisor changed firm · fact
- Kendall Meade left Sofi Wealth Llc for Domain Money Advisors, Llc (registered 2026-01-14)Jan 21, 2026 · Advisor changed firm · fact
- Micheal Anthony Age left Sofi Wealth Llc for Keyes, Stange & Wooten Wealth Management, Llc (registered 2026-09-11)Nov 21, 2025 · Advisor changed firm · fact
- Tamela Latrease Robinson left Sofi Wealth Llc for Rbc Capital Markets, Llc (registered 2025-09-25)Sep 23, 2025 · Advisor changed firm · fact
- Sofi Wealth Llc reported RAUM $1.4B, up 45% from $943.5M (2024-11-12 to 2024-12-09)Dec 9, 2024 · RAUM change · derived
- Ryan Burke (President) appeared on Schedule A of Sofi Wealth LlcDec 9, 2024 · Control person joined · fact
- A. Kelli Keough (President) no longer on Schedule A of Sofi Wealth Llc (listed 2024-11-12, absent 2024-12-09)Dec 9, 2024 · Control person left · inference
- John Thomas Ferrier left Sofi Wealth Llc for Wells Fargo Advisors (registered 2025-01-23)Dec 3, 2024 · Advisor changed firm · fact
- Thomas Francis left Sofi Wealth Llc for Fidelity Personal And Workplace Advisors (registered 2024-11-20)Aug 12, 2024 · Advisor changed firm · fact
- Getzemani Pantoja Clixteco left Sofi Wealth Llc for Zions Capital Advisors, Inc. (registered 2024-09-16)Aug 12, 2024 · Advisor changed firm · fact
- L Tobin Mcdaniel (President) no longer on Schedule A of Sofi Wealth Llc (listed 2024-03-01, absent 2024-07-24)Jul 24, 2024 · Control person left · inference
- A. Kelli Keough (President) appeared on Schedule A of Sofi Wealth LlcJul 24, 2024 · Control person joined · fact
- Charrissa Christy Wright left Sofi Wealth Llc for Empower Advisory Group, Llc (registered 2025-03-20)Jul 5, 2024 · Advisor changed firm · fact
- Sofi Wealth Llc reported RAUM $943.5M, up 41% from $671.3M (2023-03-31 to 2024-03-01)Mar 1, 2024 · RAUM change · derived
- Zachary Pero left Sofi Wealth Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-08-01)Feb 28, 2024 · Advisor changed firm · fact
- Keifer Clay Guizard left Sofi Wealth Llc for J.P. Morgan Securities Llc (registered 2025-08-28)Dec 26, 2023 · Advisor changed firm · fact
- Dustin Dixon left Sofi Wealth Llc for Thrivent Investment Management Inc. (registered 2023-12-20)Dec 19, 2023 · Advisor changed firm · fact
- Sofi Wealth Llc reported 70 state-registered advisory representatives, up from 20 (2023-01-03 to 2023-03-31)Mar 31, 2023 · Advisor headcount change · derived
- Jennifer Doherty left Sofi Wealth Llc for Ameriprise Financial Services, Llc (registered 2022-11-09)Nov 1, 2022 · Advisor changed firm · fact
- Lee Candice Gilman (Chief Compliance Officer) appeared on Schedule A of Sofi Wealth LlcMar 30, 2022 · Control person joined · fact
- Richard Alan Carlisle (Chief Compliance Officer) no longer on Schedule A of Sofi Wealth Llc (listed 2022-01-03, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Adam Duncan left Sofi Wealth Llc for Wells Fargo Advisors (registered 2023-01-24)Mar 21, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sofireportedpublic record, Form ADV, Sep 17, 2026
- Website
- sofi.com/invest/automatedreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 855-525-7634reportedpublic record, Form ADV, Jul 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $19.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026