RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• M•••••• M•••••••
- K•••••• I••••••••• M••••••••• I••• independent RIA currentsince May 20, 2026 · Upland, Ca
- R•••• I••••••••• A••••••• L•• BD affiliatedFeb 1, 2019 to May 19, 2026 · Upland, Ca
- S••••• I••••••••• M••••••••• L•• independent RIAMay 9, 2016 to Jan 31, 2019 · Upland, Ca
- C••••• S••••• A•••••••• I••• formerJun 16, 2015 to Apr 28, 2016 · Upland, Ca
- B••••••••• W••••• A•••••••• L•• no RAUMJan 27, 2014 to Jul 22, 2015 · Upland, Ca
- P••••••••• C•••••• A••••••• independent RIAAug 31, 2011 to Mar 20, 2013 · Upland, Ca
- R•••• I••••••••• A••••••• L•• to K•••••• I••••••••• M••••••••• I•••left May 19, 2026, registered May 20, 2026 (1 days) · Affiliated broker-dealer or bank to independent RIA
- S••••• I••••••••• M••••••••• L•• to R•••• I••••••••• A••••••• L••left Jan 31, 2019, registered Feb 1, 2019 (1 days) · RIA to affiliated broker-dealer or bank
- C••••• S••••• A•••••••• I••• to S••••• I••••••••• M••••••••• L••left Apr 28, 2016, registered May 9, 2016 (11 days) · Other
- B••••••••• W••••• A•••••••• L•• to C••••• S••••• A•••••••• I•••left Jul 22, 2015, registered Jun 16, 2015 (-36 days) · Other
- P••••••••• C•••••• A••••••• to B••••••••• W••••• A•••••••• L••left Mar 20, 2013, registered Jan 27, 2014 (313 days) · Other
- S••••• M•••••• M••••••• left R•••• I••••••••• A••••••• L•• for K•••••• I••••••••• M••••••••• I••• (registered 2026-05-20)May 19, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address