DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••••• D••••••

F••••••independent RIASan Francisco, Ca IA-onlyIAPD 5691909

Certified Financial Planner

Feed of 09/14/2026

Also filed as M•••••••• A Besser

At current firm

0 y

since Jan 1, 2026

In the industry

14 y

since Feb 23, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••••• independent RIA current
since Jan 1, 2026 · Encinitas, Ca
N••••••••• A••••••• no RAUM
Nov 7, 2023 to Dec 20, 2024 · Encinitas, Ca
O••••• I••••••••• A••••••• L•• independent RIA
Aug 28, 2020 to Oct 2, 2020 · San Francisco, Ca
W••••• I• H•••• L•• unclassified
Nov 14, 2018 to Feb 16, 2021 · Oakland, Ca
F••••••••• I••• former
Nov 5, 2015 to Nov 1, 2018 · San Francisco, Ca
F••••• I••••••••• independent RIA
Feb 24, 2012 to Oct 20, 2015 · San Mateo, Ca

Moves

a registration end followed by a registration begin elsewhere

N••••••••• A••••••• to F••••••
left Dec 20, 2024, registered Jan 1, 2026 (377 days) · Other
W••••• I• H•••• L•• to O••••• I••••••••• A••••••• L••
left Feb 16, 2021, registered Aug 28, 2020 (-172 days) · Other
O••••• I••••••••• A••••••• L•• to N••••••••• A•••••••
left Oct 2, 2020, registered Nov 7, 2023 (1131 days) · Other
F••••••••• I••• to W••••• I• H•••• L••
left Nov 1, 2018, registered Nov 14, 2018 (13 days) · Other
F••••• I••••••••• to F••••••••• I•••
left Oct 20, 2015, registered Nov 5, 2015 (16 days) · Other

Signals

M•••••••• D•••••• left N••••••••• A••••••• for Farther (registered 2026-01-01)
Dec 20, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address