DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Maxine Asha Allen
Feed of 09/15/2026
Also filed as Maxine Asha Miller
At current firm
0 y
since Jan 20, 2026
In the industry
16 y
since Mar 3, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Bankers Life Advisory Services, Inc. BD affiliated currentsince Jan 20, 2026 · Conyers, Ga
- Truist Advisory Services, Inc. BD affiliatedOct 1, 2020 to Nov 20, 2025 · Conyers, Ga
- The Strategic Financial Alliance BD affiliatedOct 3, 2018 to Sep 9, 2020 · Atlanta, Ga
- Truist Advisory Services, Inc. BD affiliatedSep 1, 2016 to Sep 26, 2018 · Atlanta, Ga
- Suntrust Investment Services, Inc. formerFeb 28, 2013 to Dec 31, 2016 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Truist Advisory Services, Inc. to Bankers Life Advisory Services, Inc.left Nov 20, 2025, registered Jan 20, 2026 (61 days) · Affiliated broker-dealer or bank to another
- The Strategic Financial Alliance to Truist Advisory Services, Inc.left Sep 9, 2020, registered Oct 1, 2020 (22 days) · Affiliated broker-dealer or bank to another
- Truist Advisory Services, Inc. to The Strategic Financial Allianceleft Sep 26, 2018, registered Oct 3, 2018 (7 days) · Affiliated broker-dealer or bank to another
- Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.left Dec 31, 2016, registered Sep 1, 2016 (-121 days) · corporate re-registration, not a move
Signals
- Maxine Asha Allen left Truist Advisory Services, Inc. for Bankers Life Advisory Services, Inc. (registered 2026-01-20)Nov 20, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address