RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• A•••• W••••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · San Francisco, Ca
- U••• B•••••• I••••••••• I••• formerMay 8, 2019 to Feb 13, 2026 · San Diego, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedApr 4, 2018 to Apr 22, 2019 · San Diego, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedAug 1, 2016 to Nov 3, 2016 · Abilene, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerOct 20, 2015 to Mar 11, 2016 · Houston, Tx
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- U••• B•••••• A•••••••• L•• to U••• B•••••• I••••••••• I•••left Apr 22, 2019, registered May 8, 2019 (16 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to U••• B•••••• A•••••••• L••left Nov 3, 2016, registered Apr 4, 2018 (517 days) · Other
- P•• M•••••• A•••••• S••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 11, 2016, registered Aug 1, 2016 (143 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address