RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• W••• B•••••••••
- S•••• P••• A••••••• G•••• L•• state registered currentsince Jun 3, 2021 · Alexandria, Va
- V••• F•••••••• A•••••••• I••• BD affiliatedDec 14, 2016 to Jun 2, 2021 · Fort Myers, Fl
- V••• F•••••••• A•••••••• I••• BD affiliatedDec 22, 2014 to Nov 23, 2016 · Vienna, Va
- C••• F•••••••• S•••••••• L••• formerJul 31, 2012 to Nov 11, 2014 · San Diego, Ca
- S•••••••• A••••••• L•• national BDSep 7, 2010 to Jul 2, 2012 · Tysons Corner, Va
- V••• F•••••••• A•••••••• I••• to S•••• P••• A••••••• G•••• L••left Jun 2, 2021, registered Jun 3, 2021 (1 days) · Affiliated broker-dealer or bank to a state-registered adviser
- C••• F•••••••• S•••••••• L••• to V••• F•••••••• A•••••••• I•••left Nov 11, 2014, registered Dec 22, 2014 (41 days) · Other
- S•••••••• A••••••• L•• to C••• F•••••••• S•••••••• L•••left Jul 2, 2012, registered Jul 31, 2012 (29 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address