RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• J• H•••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Sep 17, 2019 · Bloomington, Il
- C••••• F••••••••• W••••• P•••••••• L•• formerOct 13, 2017 to Nov 2, 2017 · New York, Ny
- M••••• S•••••• wirehouseApr 8, 2014 to Feb 2, 2016 · New York, Ny
- B••••••• C•••••• I••• formerOct 27, 2011 to Dec 24, 2013 · New York, Ny
- M••••• S•••••• wirehouseMar 10, 2010 to Jan 21, 2011 · Farmington Hills, Mi
- C••••• F••••••••• W••••• P•••••••• L•• to S•••• F••• I••••••••• M••••••••• C••••left Nov 2, 2017, registered Sep 17, 2019 (684 days) · Other
- M••••• S•••••• to C••••• F••••••••• W••••• P•••••••• L••left Feb 2, 2016, registered Oct 13, 2017 (619 days) · Other
- B••••••• C•••••• I••• to M••••• S••••••left Dec 24, 2013, registered Apr 8, 2014 (105 days) · Other
- M••••• S•••••• to B••••••• C•••••• I•••left Jan 21, 2011, registered Oct 27, 2011 (279 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address