DFX Intelligence
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Registered advisor
M•••••• P••••••• H••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••••• P••••••• H••••••••• H•••••• R••••••
At current firm
11 y
since Jan 5, 2015
In the industry
15 y
since Jun 20, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Jan 5, 2015 · Fallston, Md
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedJun 28, 2011 to Jan 13, 2015 · Owings Mills, Md
Moves
a registration end followed by a registration begin elsewhere
- T• R••• P•••• A••••••• S•••••••• I••• to C••••••••• F•••••••• N••••••left Jan 13, 2015, registered Jan 5, 2015 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address