RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M•••••• S••••••
- B•• A••••••• independent RIA currentsince Sep 26, 2018 · Apex, Nc
- A• W••••• M••••••••• L•• BD affiliatedAug 11, 2016 to Jul 31, 2018 · Raleigh, Nc
- G••••• F•••••••• P•••••• C••••••• I••• formerMar 27, 2012 to Aug 12, 2016 · Ocean Springs, Ms
- O• I••••••••• M••••••••• C• BD affiliatedMar 12, 2012 to Apr 5, 2012 · Moss Point, Ms
- W•••••• • R••• formerJan 8, 2010 to Sep 23, 2010 · Mobile, Al
- A• W••••• M••••••••• L•• to B•• A•••••••left Jul 31, 2018, registered Sep 26, 2018 (57 days) · RIA to RIA
- G••••• F•••••••• P•••••• C••••••• I••• to A• W••••• M••••••••• L••left Aug 12, 2016, registered Aug 11, 2016 (-1 days) · Other
- O• I••••••••• M••••••••• C• to G••••• F•••••••• P•••••• C••••••• I•••left Apr 5, 2012, registered Mar 27, 2012 (-9 days) · Other
- W•••••• • R••• to O• I••••••••• M••••••••• C•left Sep 23, 2010, registered Mar 12, 2012 (536 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address