B•••• G• N•••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since Sep 11, 2023 · West Allis, Wi
• C••••••••• F•••••••• N•••••• national BD
  Aug 31, 2020 to Sep 12, 2023 · West Allis, Wi
• J• W• C••• A•••••••• I••• BD affiliated
  Dec 13, 2017 to Sep 17, 2018 · Thiensville, Wi
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Dec 3, 2009 to Dec 16, 2015 · Oak Brook, Il

• C••••••••• F•••••••• N•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Sep 12, 2023, registered Sep 11, 2023 (-1 days) · Affiliated broker-dealer or bank to another
• J• W• C••• A•••••••• I••• to C••••••••• F•••••••• N••••••
  left Sep 17, 2018, registered Aug 31, 2020 (714 days) · RIA to affiliated broker-dealer or bank
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J• W• C••• A•••••••• I•••
  left Dec 16, 2015, registered Dec 13, 2017 (728 days) · Other

• ••• Locked
  Sep 12, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address