X•••••• B••••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Mar 21, 2023 · Chicago, Il
• F••••••• P••••••• A•• W•••••••• A••••••• former
  May 6, 2021 to Feb 10, 2023 · Westlake, Tx
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Jul 13, 2018 to May 13, 2020 · Boston, Ma
• S•••••••• A••••••• L•• national BD
  Feb 11, 2015 to Jul 13, 2018 · Katy, Tx

• F••••••• P••••••• A•• W•••••••• A••••••• to J••• M••••• S••••••••• L••
  left Feb 10, 2023, registered Mar 21, 2023 (39 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

• ••• Locked
  Feb 10, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address