RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• J••••• R•••
- A•••• C•••••• C•••• BD affiliated currentsince Dec 6, 2024 · Fort Lauderdale, Fl
- M••••• S•••••• wirehouseJul 19, 2019 to Nov 26, 2024 · Fort Lauderdale, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 7, 2013 to Jul 22, 2019 · Marstons Mills, Ma
- M••••• S•••••• to A•••• C•••••• C••••left Nov 26, 2024, registered Dec 6, 2024 (10 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jul 22, 2019, registered Jul 19, 2019 (-3 days) · Wirehouse to wirehouse
- M••••• J••••• R••• left M••••• S•••••• for A•••• C•••••• C•••• (registered 2024-12-06)Nov 26, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address