DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew Howard Barag
Certified Financial Planner
Feed of 09/14/2026
Also filed as Andrew Barag
At current firm
7 y
since Jan 22, 2019
In the industry
16 y
since Mar 16, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Capital Investment Advisors, LLC independent RIA currentsince Jan 22, 2019 · Atlanta, Ga
- Capital Bank And Trust Company asset managerJan 19, 2016 to Sep 26, 2018 · Irvine, Ca
- Capital Guardian Trust Company formerJun 19, 2015 to Jan 19, 2016 · Atlanta, Ga
- Morgan Stanley wirehouseJun 1, 2012 to Feb 12, 2015 · Atlanta, Ga
- Waddell & Reed formerMar 17, 2010 to May 18, 2012 · Alpharetta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Capital Bank And Trust Company to Capital Investment Advisors, LLCleft Sep 26, 2018, registered Jan 22, 2019 (118 days) · Other
- Capital Guardian Trust Company to Capital Bank And Trust Companyleft Jan 19, 2016, registered Jan 19, 2016 (0 days) · corporate re-registration, not a move
- Morgan Stanley to Capital Guardian Trust Companyleft Feb 12, 2015, registered Jun 19, 2015 (127 days) · Other
- Waddell & Reed to Morgan Stanleyleft May 18, 2012, registered Jun 1, 2012 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address