DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Gordon Kishbaugh
Feed of 09/14/2026
Also filed as Scott G Kishbaugh
At current firm
8 y
since Aug 29, 2018
In the industry
16 y
since Dec 31, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Allstate Financial Advisors, LLC BD affiliated currentsince Aug 29, 2018 · San Ramon, Ca
- Cambridge Investment Research Advisors, Inc. BD affiliatedAug 17, 2016 to Sep 10, 2018 · San Ramon, Ca
- Park Avenue Securities LLC BD affiliatedJan 6, 2014 to Sep 27, 2016 · San Diego, Ca
- New England Securities Corporation formerAug 23, 2012 to Nov 27, 2013 · San Ramon, Ca
- Equitable Advisors, LLC national BDJan 4, 2010 to Aug 2, 2012 · San Ramon, Ca
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Allstate Financial Advisors, LLCleft Sep 10, 2018, registered Aug 29, 2018 (-12 days) · Affiliated broker-dealer or bank to another
- Park Avenue Securities LLC to Cambridge Investment Research Advisors, Inc.left Sep 27, 2016, registered Aug 17, 2016 (-41 days) · Other
- New England Securities Corporation to Park Avenue Securities LLCleft Nov 27, 2013, registered Jan 6, 2014 (40 days) · Other
- Equitable Advisors, LLC to New England Securities Corporationleft Aug 2, 2012, registered Aug 23, 2012 (21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address