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Registered advisor
Z•••• O•••••
Feed of 09/14/2026
At current firm
1 y
since Mar 31, 2025
In the industry
16 y
since Jan 28, 2010 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Fairfield, Ct
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 4, 2024 to Mar 31, 2025 · Scarsdale, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 11, 2021 to Apr 23, 2024 · New York, Ny
- L•• F•••••••• L•• BD affiliatedSep 23, 2020 to Aug 11, 2021 · Glen Cove, Ny
- J••• M••••• S••••••••• L•• wirehouseMar 23, 2015 to Feb 7, 2020 · New York, Ny
- T• A••••••••• I••••••••• M••••••••• L•• formerNov 8, 2012 to Mar 19, 2015 · Great Neck, Ny
- T• A••••••••• I••• formerNov 8, 2012 to Mar 19, 2015 · Manhasset, Ny
- M•• F•••••••• S•••••••• I••• formerMar 29, 2011 to Oct 23, 2012 · New York, Ny
- E•••••••• A•••••••• L•• national BDMay 3, 2010 to Apr 7, 2011 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Apr 23, 2024, registered Oct 4, 2024 (164 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to C•••••••• G••••• M•••••• I•••left Aug 11, 2021, registered Aug 11, 2021 (0 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to L•• F•••••••• L••left Feb 7, 2020, registered Sep 23, 2020 (229 days) · Wirehouse to affiliated broker-dealer or bank
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Mar 19, 2015, registered Nov 8, 2012 (-861 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to J••• M••••• S••••••••• L••left Mar 19, 2015, registered Mar 23, 2015 (4 days) · Other
- M•• F•••••••• S•••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 23, 2012, registered Nov 8, 2012 (16 days) · Other
- E•••••••• A•••••••• L•• to M•• F•••••••• S•••••••• I•••left Apr 7, 2011, registered Mar 29, 2011 (-9 days) · Other
Signals
- Z•••• O••••• left C•••••••• G••••• M•••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-10-04)Apr 23, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address