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Registered advisor
A••••• J•••• K••••••
Feed of 09/14/2026
Also filed as A••••• K••••••
At current firm
9 y
since Dec 13, 2016
In the industry
16 y
since Oct 9, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Dec 13, 2016 · Morristown, Nj
- L•• F•••••••• L•• BD affiliatedMar 15, 2013 to Oct 28, 2015 · Middleton, Wi
- E••••• J•••• national BDOct 12, 2009 to Mar 13, 2013 · Madison, Wi
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to P•••••• A•••••• G••••• L••left Oct 28, 2015, registered Dec 13, 2016 (412 days) · Other
- E••••• J•••• to L•• F•••••••• L••left Mar 13, 2013, registered Mar 15, 2013 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address