RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• E••• S•••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Concord, Ca
- U••• B•••••• I••••••••• I••• formerSep 20, 2023 to Feb 13, 2026 · Concord, Ca
- C••••••• S••••••••• formerSep 22, 2021 to Sep 19, 2023 · San Francisco, Ca
- P•• M•••••• A•••••• S••••••••• I••• formerDec 16, 2019 to Aug 23, 2021 · Walnut Creek, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerAug 1, 2012 to Apr 2, 2019 · San Francisco, Ca
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- C••••••• S••••••••• to U••• B•••••• I••••••••• I•••left Sep 19, 2023, registered Sep 20, 2023 (1 days) · RIA to affiliated broker-dealer or bank
- P•• M•••••• A•••••• S••••••••• I••• to C••••••• S•••••••••left Aug 23, 2021, registered Sep 22, 2021 (30 days) · Other
- J••• M••••• P•••••• W••••• A••••••• L•• to P•• M•••••• A•••••• S••••••••• I•••left Apr 2, 2019, registered Dec 16, 2019 (258 days) · Affiliated broker-dealer or bank to another
- J••••• E••• S••••• left C••••••• S••••••••• for U••• B•••••• I••••••••• I••• (registered 2023-09-20)Sep 19, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address