RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• P•••• B•••
- M•••••• I••••••••• i••••••••• wealth currentsince Sep 10, 2024 · Purcellville, Va
- C•••••• I••••••••• A••••••• i••••••••• wealthFeb 22, 2013 to Sep 25, 2024 · Bethesda, Md
- L•• F•••••••• L•• BD affiliatedJul 19, 2010 to Feb 25, 2013 · Alexandria, Va
- C•••••• I••••••••• A••••••• to M•••••• I•••••••••left Sep 25, 2024, registered Sep 10, 2024 (-15 days) · RIA to RIA
- L•• F•••••••• L•• to C•••••• I••••••••• A•••••••left Feb 25, 2013, registered Feb 22, 2013 (-3 days) · Other
- S••••• P•••• B••• left C•••••• I••••••••• A••••••• for M•••••• I••••••••• (registered 2024-09-10)Sep 25, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address