RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• F•••• B••••
- C••••••• institutional currentsince Dec 21, 2022 · Brentwood, Tn
- T•••••••• F•••••••• S•••••••• L•• formerDec 2, 2013 to Mar 20, 2023 · Brentwood, Tn
- E••••••• W••••• P••••••• formerAug 3, 2012 to Nov 22, 2013 · Franklin, Tn
- S••• C•••• W••••• M••••••••• formerOct 14, 2011 to Jul 10, 2012 · Nashville, Tn
- T•••••••• F•••••••• S•••••••• L•• to C•••••••left Mar 20, 2023, registered Dec 21, 2022 (-89 days) · corporate re-registration, not a move
- E••••••• W••••• P••••••• to T•••••••• F•••••••• S•••••••• L••left Nov 22, 2013, registered Dec 2, 2013 (10 days) · Other
- S••• C•••• W••••• M••••••••• to E••••••• W••••• P•••••••left Jul 10, 2012, registered Aug 3, 2012 (24 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address