DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Snow Creek Wealth Management

Former SEC-registered adviserNashville, TennesseeCRD 142983SEC 801-67651IAPD
Legal name Snow Creek Wealth Management LLC
Latest filing Feb 8, 2019
First filing on the tape Dec 9, 2011 · 14 filings
RAUM
$275M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$269M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$275M as of Feb 8, 2019
Mar 27, 2012$109M then
HNW client RAUM$232M as of Feb 8, 2019
Feb 6, 2018$181M then
State-registered IARs (5.B.3)3 as of Feb 8, 2019
Mar 27, 20120 then
Employees (5.A)5 as of Feb 8, 2019
Feb 28, 20133 then
Private funds: no history
RAUM +20% over the last fiscal year+20% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Feb 8, 2019; every figure names its basis
RAUM per advisor
$91.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
65derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.7MderivedHNW RAUM over HNW clients
Average account
$414,110derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
1.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+20%derivedbetween the last two annual amendments
Advisor growth, one year
+50%derivedItem 5.B.3 between annual amendments
Client growth, one year
+5.9%derived
Compensation
percentage of assets, hourly, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
Custody
$275M, 198 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$232M85%
  • Individuals$36.9M13%
  • Charitable organizations$5.6M2.0%
Individual clients
134reported
HNW clients
62reported
Pension plan clients
0reported
Charitable clients
n/areported
Accounts
663reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
$275M for 198 clientsreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Allen David Goldberg · Managing Member & Chief Compliance Officercontrol
      since 04/2007 · owns 50% to 75%
    • Jeffrey Lawrence Sacks · Member & Chief Financial Officercontrol
      since 11/2013 · owns 25% to 50%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 574 to 663
      Nov 27, 2018 to Feb 8, 2019
    • Advisory employees · 2 to 3
      Nov 27, 2018 to Feb 8, 2019
    • HNW clients · 55 to 62
      Nov 27, 2018 to Feb 8, 2019
    • Individual clients · 130 to 134
      Nov 27, 2018 to Feb 8, 2019
    • Pension plan clients · unset to 0.0
      Nov 27, 2018 to Feb 8, 2019
    • Assets in custody · $229M to $275M
      Nov 27, 2018 to Feb 8, 2019
    • Employees · 4 to 5
      Nov 27, 2018 to Feb 8, 2019
    • Financial planning clients · 101-250 to 51-100
      Nov 27, 2018 to Feb 8, 2019
    • State-registered IARs · 2 to 3
      Nov 27, 2018 to Feb 8, 2019
    • Discretionary RAUM · $224M to $269M
      Nov 27, 2018 to Feb 8, 2019
    • HNW RAUM · $181M to $232M
      Nov 27, 2018 to Feb 8, 2019
    • Individual RAUM · $35.2M to $36.9M
      Nov 27, 2018 to Feb 8, 2019
    • Non-discretionary RAUM · $5.2M to $5.2M
      Nov 27, 2018 to Feb 8, 2019
    • Pension RAUM · $7.0M to $0
      Nov 27, 2018 to Feb 8, 2019
    • RAUM · $229M to $275M
      Nov 27, 2018 to Feb 8, 2019
    • Accounts · 572 to 574
      Jun 26, 2017 to Feb 6, 2018
    • Advisory employees · 3 to 2
      Jun 26, 2017 to Feb 6, 2018
    • Corporate clients · unset to 0.0
      Jun 26, 2017 to Feb 6, 2018
    • HNW clients · unset to 55.0
      Jun 26, 2017 to Feb 6, 2018
    • Individual clients · unset to 130.0
      Jun 26, 2017 to Feb 6, 2018
    • Pooled vehicle clients · unset to 0.0
      Jun 26, 2017 to Feb 6, 2018
    • Assets in custody · $207M to $229M
      Jun 26, 2017 to Feb 6, 2018
    • State-registered IARs · 3 to 2
      Jun 26, 2017 to Feb 6, 2018
    • Other offices · unset to 1.0
      Jun 26, 2017 to Feb 6, 2018
    • Discretionary RAUM · $202M to $224M
      Jun 26, 2017 to Feb 6, 2018
    • HNW RAUM · unset to 180863458.0
      Jun 26, 2017 to Feb 6, 2018
    • Individual RAUM · unset to 35197121.0
      Jun 26, 2017 to Feb 6, 2018
    • Non-discretionary RAUM · $4.8M to $5.2M
      Jun 26, 2017 to Feb 6, 2018
    • Pension RAUM · unset to 7010904.0
      Jun 26, 2017 to Feb 6, 2018
    • Pooled vehicle RAUM · unset to 0.0
      Jun 26, 2017 to Feb 6, 2018
    • RAUM · $207M to $229M
      Jun 26, 2017 to Feb 6, 2018
    • Related insurance company · true to false
      Jun 26, 2017 to Feb 6, 2018
    • RAUM · $161M to $207M
      Mar 10, 2016 to Mar 15, 2017
    • Accounts · 528 to 572
      Mar 10, 2016 to Mar 15, 2017
    • Assets in custody · unset to 206936081.0
      Mar 10, 2016 to Mar 15, 2017
    • Custody of client assets · false to true
      Mar 10, 2016 to Mar 15, 2017
    • Discretionary RAUM · $156M to $202M
      Mar 10, 2016 to Mar 15, 2017
    • Non-discretionary RAUM · $4.5M to $4.8M
      Mar 10, 2016 to Mar 15, 2017
    • Accounts · 482 to 528
      Feb 6, 2015 to Mar 10, 2016
    • Advisory employees · 1 to 3
      Feb 6, 2015 to Mar 10, 2016
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026