RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• M•••••• P••••••
- V••••••• A•••••••• I••• BD affiliated currentsince Jun 30, 2025 · Malvern, Pa
- W•••• F•••• A••••••• wirehouseJun 10, 2024 to Jun 6, 2025 · Wilmington, De
- C••••••• S••••••••• I••• BD affiliatedAug 15, 2022 to Jun 7, 2024 · Wilmington, De
- W•••• F•••• A••••••• to V••••••• A•••••••• I•••left Jun 6, 2025, registered Jun 30, 2025 (24 days) · Wirehouse to affiliated broker-dealer or bank
- C••••••• S••••••••• I••• to W•••• F•••• A•••••••left Jun 7, 2024, registered Jun 10, 2024 (3 days) · Affiliated broker-dealer or bank to wirehouse
- R••• M•••••• P•••••• left W•••• F•••• A••••••• for V••••••• A•••••••• I••• (registered 2025-06-30)Jun 6, 2025 · Advisor changed firm · fact
- R••• M•••••• P•••••• left C••••••• S••••••••• I••• for W•••• F•••• A••••••• (registered 2024-06-10)Jun 7, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address