C•••• A•• R•••

• A••••• A•• P••••••• S••••••• BD affiliated current
  since Jun 27, 2024 · Providence, Ri
• M•• I•••••••• S•••••••• L•• BD affiliated
  Mar 25, 2017 to Jun 18, 2024 · Warwick, Ri
• M•• F•••••••• S•••••••• I••• former
  Apr 5, 2011 to Mar 25, 2017 · Warwick, Ri
• M••••• S•••••• wirehouse
  Dec 7, 2009 to Apr 11, 2011 · Providence, Ri

• M•• I•••••••• S•••••••• L•• to A••••• A•• P••••••• S•••••••
  left Jun 18, 2024, registered Jun 27, 2024 (9 days) · Affiliated broker-dealer or bank to another
• M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
  left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
• M••••• S•••••• to M•• F•••••••• S•••••••• I•••
  left Apr 11, 2011, registered Apr 5, 2011 (-6 days) · Other

• ••• Locked
  Jun 18, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address