DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• T••••• A•••••

A••••••• S••••••• N••••••independent RIAAtlanta, GaIA-onlyIAPD 5714502

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/14/2026

Also filed as Charlie A•••••

At current firm

0 y

since Oct 7, 2025

In the industry

16 y

since Oct 26, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• S••••••• N•••••• independent RIA current
since Oct 7, 2025 · Atlanta, Ga
P•••••• W••••• M••••••••• independent RIA
May 13, 2021 to Oct 30, 2025 · Atlanta, Ga
A•••• C•••••• P•••••••• L•• independent RIA
Apr 29, 2021 to May 11, 2021 · Atlanta, Ga
C••••• W••••• M••••••••• I••• independent RIA
Aug 5, 2015 to Apr 23, 2021 · Atlanta, Ga
R•••••• J•••• • A••••••••• I••• national BD
Feb 13, 2013 to Sep 5, 2013 · Atlanta, Ga
M••••• K••••• • C••••••• L•• former
Oct 29, 2009 to Feb 13, 2013 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

P•••••• W••••• M••••••••• to A••••••• S••••••• N••••••
left Oct 30, 2025, registered Oct 7, 2025 (-23 days) · RIA to RIA
A•••• C•••••• P•••••••• L•• to P•••••• W••••• M•••••••••
left May 11, 2021, registered May 13, 2021 (2 days) · RIA to RIA
C••••• W••••• M••••••••• I••• to A•••• C•••••• P•••••••• L••
left Apr 23, 2021, registered Apr 29, 2021 (6 days) · RIA to RIA
R•••••• J•••• • A••••••••• I••• to C••••• W••••• M••••••••• I•••
left Sep 5, 2013, registered Aug 5, 2015 (699 days) · Other
M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move

Signals

C•••••• T••••• A••••• left P•••••• W••••• M••••••••• for A••••••• S••••••• N•••••• (registered 2025-10-07)
Oct 30, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address