DFX Intelligence
RIA Intelligence
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Registered advisor
R••• C••••••••• K•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as R••• K•••••
At current firm
15 y
since Mar 1, 2011
In the industry
16 y
since Dec 7, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Mar 1, 2011 · Cleveland, Oh
- E••••• J•••• national BDDec 14, 2009 to Jan 7, 2011 · Lyndhurst, Oh
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to P•• W••••• M•••••••••left Jan 7, 2011, registered Mar 1, 2011 (53 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address