DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert M Hum
Feed of 09/15/2026
At current firm
1 y
since Aug 29, 2025
In the industry
15 y
since Jun 20, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Sei Investments Management Corp mixed wealth currentsince Aug 29, 2025 · New York, Ny
- Blackrock Investment Management, LLC asset managerSep 6, 2016 to Jun 24, 2025 · New York, Ny
- Ladenburg Thalmann Asset Management Inc otherFeb 3, 2015 to Aug 24, 2016 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Blackrock Investment Management, LLC to Sei Investments Management Corpleft Jun 24, 2025, registered Aug 29, 2025 (66 days) · Other
- Ladenburg Thalmann Asset Management Inc to Blackrock Investment Management, LLCleft Aug 24, 2016, registered Sep 6, 2016 (13 days) · Other
Signals
- Robert M Hum left Blackrock Investment Management, Llc for Sei Investments Management Corp (registered 2025-08-29)Jun 24, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address