DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• P•••••• B••••••••

M••••••BD affiliatedTigard, OrIA-onlyIAPD 5716574

Feed of 09/14/2026

At current firm

4 y

since Jan 3, 2022

In the industry

16 y

since Oct 27, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• BD affiliated current
since Jan 3, 2022 · Tigard, Or
C••••••• A••••••• S•••••••• L•• former
Jul 6, 2018 to Jan 28, 2022 · Portland, Or
C••••• A••••••• L•• former
Jan 3, 2013 to Oct 24, 2018 · Portland, Or
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Jan 6, 2012 to Jan 4, 2013 · Portland, Or
I••••••••• A••••••• I••••••••• I••• unclassified
Feb 25, 2010 to Jan 6, 2012 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

C••••••• A••••••• S•••••••• L•• to M••••••
left Jan 28, 2022, registered Jan 3, 2022 (-25 days) · RIA to affiliated broker-dealer or bank · moved with a team
C••••• A••••••• L•• to C••••••• A••••••• S•••••••• L••
left Oct 24, 2018, registered Jul 6, 2018 (-110 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
T••••••••• F•••••••• A•••••••• L•• to C••••• A••••••• L••
left Jan 4, 2013, registered Jan 3, 2013 (-1 days) · Other
I••••••••• A••••••• I••••••••• I••• to T••••••••• F•••••••• A•••••••• L••
left Jan 6, 2012, registered Jan 6, 2012 (0 days) · corporate re-registration, not a move

Signals

R••••• P•••••• B•••••••• left C••••••• A••••••• S•••••••• L•• for Mariner (registered 2022-01-03)
Jan 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address