DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
0 y
since Jan 26, 2026
In the industry
16 y
since Oct 26, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jan 26, 2026 · Tyler, Tx
- Pnc Wealth Management BD affiliatedAug 18, 2021 to Jan 28, 2026 · Ennis, Tx
- Pnc Managed Account Solutions, Inc. formerFeb 11, 2016 to Aug 17, 2021 · Tyler, Tx
- Capital One Advisors, LLC formerJan 28, 2015 to Feb 5, 2016 · Seattle, Wa
- Capital One Financial Advisors LLC unclassifiedMar 28, 2014 to Jan 28, 2015 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- Pnc Wealth Management to LPL Financial LLCleft Jan 28, 2026, registered Jan 26, 2026 (-2 days) · Affiliated broker-dealer or bank to another
- Pnc Managed Account Solutions, Inc. to Pnc Wealth Managementleft Aug 17, 2021, registered Aug 18, 2021 (1 days) · corporate re-registration, not a move
- Capital One Advisors, LLC to Pnc Managed Account Solutions, Inc.left Feb 5, 2016, registered Feb 11, 2016 (6 days) · Other
- Capital One Financial Advisors LLC to Capital One Advisors, LLCleft Jan 28, 2015, registered Jan 28, 2015 (0 days) · corporate re-registration, not a move
Signals
- Tyler M Miller left Pnc Wealth Management for Lpl Financial Llc (registered 2026-01-26)Jan 28, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address