DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Higgins Degennaro
Certified Financial Planner
Feed of 09/14/2026
Also filed as James Degennaro
At current firm
3 y
since Dec 14, 2022
In the industry
15 y
since Dec 23, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
17
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Voya Investment Management Co. LLC asset manager currentsince Dec 14, 2022 · Birmingham, Al
- Virtus Capital Advisers, LLC otherJul 9, 2014 to Jul 14, 2015 · Hartford, Ct
- Usaa Financial Planning Services formerJan 18, 2011 to Dec 19, 2013 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- Virtus Capital Advisers, LLC to Voya Investment Management Co. LLCleft Jul 14, 2015, registered Dec 14, 2022 (2710 days) · Other
- Usaa Financial Planning Services to Virtus Capital Advisers, LLCleft Dec 19, 2013, registered Jul 9, 2014 (202 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address