DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•• A•••• H••••

W•••• F•••• A•••••••wirehouseSunnyvale, Ca dual registrantIAPD 5720833

Feed of 09/14/2026

Also filed as Ali H••••

At current firm

0 y

since Dec 5, 2025

In the industry

16 y

since Jul 28, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Dec 5, 2025 · San Jose, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
Jul 18, 2025 to Nov 17, 2025 · Fremont, Ca
W•••• F•••• A••••••• wirehouse
Sep 10, 2021 to Jun 20, 2025 · Santa Clara, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 10, 2019 to Jun 3, 2021 · Santa Clara, Ca
T• A••••••••• I••• former
Feb 27, 2018 to Oct 25, 2018 · San Jose, Ca
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 26, 2018 to Oct 25, 2018 · Omaha, Ne
S•••••••• I••••••••• M••••••••• former
Aug 8, 2017 to Feb 26, 2018 · Saint Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••
left Nov 17, 2025, registered Dec 5, 2025 (18 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••
left Jun 20, 2025, registered Jul 18, 2025 (28 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Jun 3, 2021, registered Sep 10, 2021 (99 days) · Wirehouse to wirehouse · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Oct 25, 2018, registered Feb 27, 2018 (-240 days) · Other · moved with a team
T• A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 25, 2018, registered Jan 10, 2019 (77 days) · Other
S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move

Signals

A•• A•••• H•••• left C•••••••• G••••• M•••••• I••• for W•••• F•••• A••••••• (registered 2025-12-05)
Nov 17, 2025 · Advisor changed firm · fact
A•• A•••• H•••• left W•••• F•••• A••••••• for C•••••••• G••••• M•••••• I••• (registered 2025-07-18)
Jun 20, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address