RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•••••• R•••
- K••••• P•••••• W••••• S•••••••• L•• BD affiliated currentsince Jul 7, 2022 · Burlington, Ma
- C••••••• S••••••••• I••• BD affiliatedJul 16, 2014 to Jul 1, 2022 · Medford, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 19, 2012 to Jul 16, 2014 · Norwood, Ma
- M••••• S•••••• wirehouseJul 22, 2010 to Apr 12, 2012 · Providence, Ri
- L•• F•••••••• L•• BD affiliatedApr 13, 2010 to Jul 19, 2010 · Pembroke, Ma
- C••••••• S••••••••• I••• to K••••• P•••••• W••••• S•••••••• L••left Jul 1, 2022, registered Jul 7, 2022 (6 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••left Jul 16, 2014, registered Jul 16, 2014 (0 days) · Other
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 12, 2012, registered Mar 19, 2012 (-24 days) · Wirehouse to wirehouse
- L•• F•••••••• L•• to M••••• S••••••left Jul 19, 2010, registered Jul 22, 2010 (3 days) · Other
- J•••• A•••••• R••• left C••••••• S••••••••• I••• for K••••• P•••••• W••••• S•••••••• L•• (registered 2022-07-07)Jul 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address