RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• F•••••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Apr 6, 2026 · Boca Raton, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 10, 2023 to Feb 3, 2026 · Boynton Beach, Fl
- R•••••• J•••• • A••••••••• I••• national BDOct 25, 2022 to May 10, 2023 · Boca Raton, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedAug 18, 2020 to Aug 17, 2022 · Reno, Nv
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to J••• M••••• S••••••••• L••left Feb 3, 2026, registered Apr 6, 2026 (62 days) · Affiliated broker-dealer or bank to wirehouse
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 10, 2023, registered May 10, 2023 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••left Aug 17, 2022, registered Oct 25, 2022 (69 days) · Affiliated broker-dealer or bank to another
- G••• F••••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for J••• M••••• S••••••••• L•• (registered 2026-04-06)Feb 3, 2026 · Advisor changed firm · fact
- G••• F••••••••• left R•••••• J•••• • A••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-05-10)May 10, 2023 · Advisor changed firm · fact
- G••• F••••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for R•••••• J•••• • A••••••••• I••• (registered 2022-10-25)Aug 17, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address