RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• D•••• B•••
- L•• F•••••••• L•• BD affiliated currentsince Jul 13, 2026 · Exton, Pa
- K•• F••••••••• I••• independent RIAOct 23, 2013 to Jul 17, 2026 · West Chester, Pa
- E••••• J•••• national BDDec 14, 2009 to Nov 9, 2011 · St Louis, Mo
- K•• F••••••••• I••• to L•• F•••••••• L••left Jul 17, 2026, registered Jul 13, 2026 (-4 days) · RIA to affiliated broker-dealer or bank · moved with a team
- E••••• J•••• to K•• F••••••••• I•••left Nov 9, 2011, registered Oct 23, 2013 (714 days) · Other
- S••••• D•••• B••• left K•• F••••••••• I••• for L•• F•••••••• L•• (registered 2026-07-13)Jul 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address