DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••• J••• B••••••

F••••••independent RIAPlano, Tx IA-onlyIAPD 5727148

Certified Financial Planner

Feed of 09/15/2026

At current firm

1 y

since Jun 16, 2025

In the industry

17 y

since Sep 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••••• independent RIA current
since Jun 16, 2025 · Plano, Tx
S••••• L••• C•••••• P••••••• independent RIA
May 14, 2024 to Jul 30, 2025 · Dallas, Tx
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Aug 16, 2023 to May 16, 2024 · Dallas, Tx
F••••• I••••••••• independent RIA
Apr 20, 2022 to Jul 31, 2023 · Plano, Tx
A•••••• A••••••• S••••••• former
Nov 9, 2020 to Apr 13, 2022 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

S••••• L••• C•••••• P••••••• to F••••••
left Jul 30, 2025, registered Jun 16, 2025 (-44 days) · RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••••• L••• C•••••• P•••••••
left May 16, 2024, registered May 14, 2024 (-2 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
F••••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jul 31, 2023, registered Aug 16, 2023 (16 days) · RIA to affiliated broker-dealer or bank
A•••••• A••••••• S••••••• to F••••• I•••••••••
left Apr 13, 2022, registered Apr 20, 2022 (7 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team

Signals

K••• J••• B•••••• left S••••• L••• C•••••• P••••••• for Farther (registered 2025-06-16)
Jul 30, 2025 · Advisor changed firm · fact
K••• J••• B•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for S••••• L••• C•••••• P••••••• (registered 2024-05-14)
May 16, 2024 · Advisor changed firm · fact
K••• J••• B•••••• left F••••• I••••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-08-16)
Jul 31, 2023 · Advisor changed firm · fact
K••• J••• B•••••• left A•••••• A••••••• S••••••• for F••••• I••••••••• (registered 2022-04-20)
Apr 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address