DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kent Sanderson Travis
Feed of 09/14/2026
Also filed as Kent Sanderson Travis
At current firm
4 y
since Apr 21, 2022
In the industry
17 y
since Jul 1, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Apr 21, 2022 · Wheaton, Il
- Cetera Advisor Networks LLC formerFeb 19, 2019 to Apr 22, 2022 · Naperville, Il
- Sage Private Wealth Group, LLC independent RIAMar 6, 2017 to Feb 20, 2019 · Chicago, Il
- Raymond James Financial Services Advisors, Inc BD affiliatedFeb 8, 2017 to Feb 22, 2019 · Chicago, Il
- Esi Financial Advisors independent RIAOct 12, 2011 to Jan 25, 2017 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Cetera Advisor Networks LLC to LPL Financial LLCleft Apr 22, 2022, registered Apr 21, 2022 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Raymond James Financial Services Advisors, Inc to Sage Private Wealth Group, LLCleft Feb 22, 2019, registered Mar 6, 2017 (-718 days) · Affiliated broker-dealer or bank to independent RIA
- Sage Private Wealth Group, LLC to Cetera Advisor Networks LLCleft Feb 20, 2019, registered Feb 19, 2019 (-1 days) · RIA to affiliated broker-dealer or bank
- Esi Financial Advisors to Raymond James Financial Services Advisors, Incleft Jan 25, 2017, registered Feb 8, 2017 (14 days) · Other
Signals
- Kent Sanderson Travis left Cetera Advisor Networks Llc for Lpl Financial Llc (registered 2022-04-21)Apr 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address