M•••••• W•••••• S•••••••

• W•••• F•••• A••••••• wirehouse current
  since Dec 14, 2020 · Daytona Beach, Fl
• C••••• I••••••••• A••••••• L•• BD affiliated
  Oct 10, 2016 to Nov 30, 2020 · Lake Mary, Fl
• K•• I••••••••• S••••••• L•• BD affiliated
  Sep 21, 2016 to Oct 3, 2016 · Cleveland, Oh
• L•• F•••••••• L•• BD affiliated
  Dec 18, 2014 to Sep 21, 2016 · Erie, Pa

• C••••• I••••••••• A••••••• L•• to W•••• F•••• A•••••••
  left Nov 30, 2020, registered Dec 14, 2020 (14 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• K•• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
  left Oct 3, 2016, registered Oct 10, 2016 (7 days) · Other
• L•• F•••••••• L•• to K•• I••••••••• S••••••• L••
  left Sep 21, 2016, registered Sep 21, 2016 (0 days) · Other · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address