RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• M•••• K••••••
- C••••• P••••••• L•• independent RIA currentsince Jul 24, 2023 · New York, Ny
- L••••• F•••••••• C••••••••• L•• formerFeb 26, 2019 to Aug 22, 2023 · Alexandria, Va
- S••• F•••••••• A••••••• formerNov 10, 2009 to Jun 15, 2017 · Mclean, Va
- L••••• F•••••••• C••••••••• L•• to C••••• P••••••• L••left Aug 22, 2023, registered Jul 24, 2023 (-29 days) · RIA to RIA · moved with a team
- S••• F•••••••• A••••••• to L••••• F•••••••• C••••••••• L••left Jun 15, 2017, registered Feb 26, 2019 (621 days) · Other
- C•••••• M•••• K•••••• left L••••• F•••••••• C••••••••• L•• for C••••• P••••••• L•• (registered 2023-07-24)Aug 22, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address