RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• A••••• T••••••
- E•••••• W••••• M••••••••• L•• independent RIA currentsince Sep 14, 2026 · Arlington, Va
- K••• C•••••• A••••••• L•• independent RIASep 8, 2025 to Aug 26, 2026 · Vienna, Va
- A••••••• F••••••••• I••• independent RIADec 23, 2015 to Sep 4, 2025 · Mclean, Va
- K••• C•••••• A••••••• L•• to E•••••• W••••• M••••••••• L••left Aug 26, 2026, registered Sep 14, 2026 (19 days) · RIA to RIA
- A••••••• F••••••••• I••• to K••• C•••••• A••••••• L••left Sep 4, 2025, registered Sep 8, 2025 (4 days) · RIA to RIA
- S••••• A••••• T•••••• registered as an investment adviser representative at E•••••• W••••• M••••••••• L••Sep 14, 2026 · Advisor registered · fact
- S••••• A••••• T•••••• left K••• C•••••• A••••••• L•• for E•••••• W••••• M••••••••• L•• (registered 2026-09-14)Aug 26, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address