DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kirk Capital Advisors LLC
Latest filing Mar 31, 2026
First filing on the tape May 17, 2023 · 8 filings
SEC status approved since Jun 16, 2023
RAUM
$205M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$205M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$102M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$205M as of Mar 31, 2026
Mar 27, 2024$150M then
HNW client RAUM$182M as of Mar 31, 2026
Mar 27, 2024$149M then
State-registered IARs (5.B.3)4 as of Mar 31, 2026
Mar 27, 20243 then
Employees (5.A)5 as of Mar 31, 2026
Mar 27, 20244 then
Private funds: no history
RAUM +14% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $102MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $510,950derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.6%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$182M89%
- Individuals$22.9M11%
- Charitable organizations$326,5460.2%
- Individual clients
- 57reported
- HNW clients
- 78reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 401reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William Kirk Taylor | Vienna, Va | Mar 16, 2021 | 38 y | 4 |
| Nevin Kaul | Vienna, Va | Apr 6, 2024 | 20 y | 6 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount1 left over 36 months
Left, latest
- Steven Andrew Tomisek to Evermay Wealth Management, LLCAug 26, 2026 · RIA to RIA
Joined, latest
- Steven Andrew Tomisek from Advisors Financial, Inc.Sep 8, 2025 · RIA to RIA
- Nevin Kaul from Ategra Capital Management, LLCApr 6, 2024 · RIA to RIA
- William Kirk Taylor from West Financial Services, Inc.Mar 16, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Kirk William Taylor · Managing Member/Chief Compliance Officercontrolsince 12/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vienna, Va · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 31, 2026wrap fee program participation (Item 5.I): yes on the filing of 2025-03-25, no on the filing of 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 400 to 401Mar 25, 2025 to Mar 31, 2026
- Advisory employees · 2 to 4Mar 25, 2025 to Mar 31, 2026
- HNW clients · 88 to 78Mar 25, 2025 to Mar 31, 2026
- Individual clients · 52 to 57Mar 25, 2025 to Mar 31, 2026
- Employees · 4 to 5Mar 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $179M to $205MMar 25, 2025 to Mar 31, 2026
- HNW RAUM · $165M to $182MMar 25, 2025 to Mar 31, 2026
- Individual RAUM · $13.6M to $22.9MMar 25, 2025 to Mar 31, 2026
- RAUM · $179M to $205MMar 25, 2025 to Mar 31, 2026
- Wrap assets (manager) · 0.0 to unsetMar 25, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · 0.0 to unsetMar 25, 2025 to Mar 31, 2026
- Accounts · 255 to 400Dec 19, 2024 to Mar 25, 2025
- HNW clients · 76 to 88Dec 19, 2024 to Mar 25, 2025
- Individual clients · 10 to 52Dec 19, 2024 to Mar 25, 2025
- Financial planning clients · 0 to 0Dec 19, 2024 to Mar 25, 2025
- State-registered IARs · 3 to 4Dec 19, 2024 to Mar 25, 2025
- Discretionary RAUM · $150M to $179MDec 19, 2024 to Mar 25, 2025
- HNW RAUM · $149M to $165MDec 19, 2024 to Mar 25, 2025
- Individual RAUM · $441,000 to $13.6MDec 19, 2024 to Mar 25, 2025
- RAUM · $150M to $179MDec 19, 2024 to Mar 25, 2025
- HQ city · FAIRFAX to VIENNAMar 27, 2024 to Apr 25, 2024
- Accounts · 190 to 255Jan 2, 2024 to Mar 27, 2024
- Charity clients · unset to 1.0Jan 2, 2024 to Mar 27, 2024
- HNW clients · 50 to 76Jan 2, 2024 to Mar 27, 2024
- Individual clients · 34 to 10Jan 2, 2024 to Mar 27, 2024
- Assets in custody · 108000000.0 to unsetJan 2, 2024 to Mar 27, 2024
- Custody of client assets · true to falseJan 2, 2024 to Mar 27, 2024
- Employees · 3 to 4Jan 2, 2024 to Mar 27, 2024
- State-registered IARs · 2 to 3Jan 2, 2024 to Mar 27, 2024
- Discretionary RAUM · $108M to $150MJan 2, 2024 to Mar 27, 2024
- HNW RAUM · $99.0M to $149MJan 2, 2024 to Mar 27, 2024
- Individual RAUM · $9.0M to $441,000Jan 2, 2024 to Mar 27, 2024
- RAUM · $108M to $150MJan 2, 2024 to Mar 27, 2024
Signals
2 dated events
- Steven Andrew Tomisek left Kirk Capital Advisors LLC for Evermay Wealth Management, LLC (registered 2026-09-14)Aug 26, 2026 · Advisor changed firm · fact
- Kirk Capital Advisors Llc filed its initial SEC registration (Form ADV)May 17, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- kirk@kirkcapitaladvisors.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 888-340-5475reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/kirk-capital-advisors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- kirkcapitaladvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888.340.5475reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- kirkcapitaladvisors.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $102Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026