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Registered advisor
R•••••• N••••• B•••••••
Feed of 09/14/2026
Also filed as Nelson Brittain
At current firm
1 y
since Jan 24, 2025
In the industry
16 y
since Jan 19, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 24, 2025 · Knoxville, Tn
- O•••• F•• I••• formerDec 13, 2019 to Jan 24, 2025 · Knoxville, Tn
- V•••• F•••••••• A•••••••• I••• BD affiliatedFeb 25, 2013 to Jan 10, 2020 · Knoxville, Tn
- E••••• J•••• national BDJan 19, 2010 to Jul 6, 2010 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- V•••• F•••••••• A•••••••• I••• to O•••• F•• I•••left Jan 10, 2020, registered Dec 13, 2019 (-28 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to V•••• F•••••••• A•••••••• I•••left Jul 6, 2010, registered Feb 25, 2013 (965 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address