DFX Intelligence
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Registered advisor
R••••• W••••• H••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedTerre Haute, Indual registrantIAPD 5740391
Certified Financial Planner
Feed of 09/14/2026
Also filed as R•• H••••••••• H••••••••• H••••••••• W••••• H••••••••• H••••
At current firm
4 y
since May 23, 2022
In the industry
10 y
since Jun 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 23, 2022 · Terre Haute, In
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 13, 2018 to Jun 9, 2022 · Carmel, In
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 16, 2017 to Jun 12, 2018 · Terre Haute, In
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 9, 2022, registered May 23, 2022 (-17 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to V•••• F•••••••• A•••••••• I•••left Jun 12, 2018, registered Jun 13, 2018 (1 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJun 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address