RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• B••••••• D••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 4, 2026 · Phoenix, Az
- L•• F•••••••• L•• BD affiliatedMay 18, 2022 to Jul 22, 2026 · Scottsdale, Az
- C••• B•••••••• S•••••••• I••• formerAug 16, 2021 to May 18, 2022 · Waverly, Ia
- A••••• A•• P••••••• S••••••• BD affiliatedSep 14, 2015 to Nov 13, 2020 · Champaign, Il
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Aug 12, 2015 · Salt Lake City, Ut
- C•••• I••••••••• S••••••• C•••• formerMar 1, 2011 to Oct 1, 2012 · Salt Lake City, Ut
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Jul 22, 2026, registered Aug 4, 2026 (13 days) · Affiliated broker-dealer or bank to another
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- A••••• A•• P••••••• S••••••• to C••• B•••••••• S•••••••• I•••left Nov 13, 2020, registered Aug 16, 2021 (276 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to A••••• A•• P••••••• S•••••••left Aug 12, 2015, registered Sep 14, 2015 (33 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- R••••• B••••••• D•••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-08-04)Jul 22, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address