RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• D•• G••••••
- F••• E•••• W••••• M••••••••• state registered currentsince Feb 3, 2025 · F••• Worth, Tx
- F••••• C•••••• A•••••••• L•• independent RIAJun 23, 2025 to Jul 8, 2025 · Keller, Tx
- F••• E•••• W••••• M••••••••• state registeredJan 23, 2024 to Dec 31, 2024 · F••• Worth, Tx
- F••• E•••• W••••• M••••••••• state registeredFeb 17, 2023 to Dec 31, 2023 · F••• Worth, Tx
- F••• E•••• W••••• M••••••••• state registeredDec 15, 2021 to Dec 31, 2022 · F••• Worth, Tx
- W••••••• W••••• M••••••••• L•• formerOct 11, 2019 to Oct 26, 2021 · Roanoke, Tx
- E••••• J•••• national BDApr 13, 2015 to Oct 21, 2019 · F••• Worth, Tx
- F••••• C•••••• A•••••••• L•• to no registered destinationleft Jul 8, 2025 · Departure, no registered destination
- W••••••• W••••• M••••••••• L•• to F••• E•••• W••••• M•••••••••left Oct 26, 2021, registered Dec 15, 2021 (50 days) · RIA to a state-registered adviser
- E••••• J•••• to W••••••• W••••• M••••••••• L••left Oct 21, 2019, registered Oct 11, 2019 (-10 days) · Affiliated broker-dealer or bank to independent RIA
- T••• D•• G•••••• no longer registered at F••••• C•••••• A•••••••• L••; no later IA registration on IAPDJul 8, 2025 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address