J••• C•••••• H•••

• M•• I•••••••• S•••••••• L•• BD affiliated current
  since Oct 29, 2018 · Rockville, Md
• E•••• S••••••••• L•• BD affiliated
  Jun 1, 2017 to Sep 28, 2018 · Timonium, Md
• S•••••••• F••••••••• I••• former
  Sep 30, 2015 to Jan 9, 2016 · Baltimore, Md
• E•••• S••••••••• L•• BD affiliated
  Jul 25, 2014 to Sep 24, 2015 · Timonium, Md
• M•• F•••••••• S•••••••• I••• former
  Mar 20, 2013 to Feb 26, 2014 · Elkridge, Md

• E•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••
  left Sep 28, 2018, registered Oct 29, 2018 (31 days) · Affiliated broker-dealer or bank to another
• S•••••••• F••••••••• I••• to E•••• S••••••••• L••
  left Jan 9, 2016, registered Jun 1, 2017 (509 days) · Other
• E•••• S••••••••• L•• to S•••••••• F••••••••• I•••
  left Sep 24, 2015, registered Sep 30, 2015 (6 days) · Other
• M•• F•••••••• S•••••••• I••• to E•••• S••••••••• L••
  left Feb 26, 2014, registered Jul 25, 2014 (149 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address